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Galaxy Investment Compliance Monitoring

London, United Kingdom · founded 2005

Rule-checking and exception monitoring against regulatory limits, prospectus limits and investment mandates, with over 2,000 pre-built rules; the vendor describes it as post-trade restriction monitoring.

Made by: Funds-Axis
Primary category: Pre-trade compliance
Also listed under: Regulatory reporting, Risk analytics
Built for: Not recorded
Firm size: Not recorded
Deployment: Not recorded
Pricing model: Not recorded
What it costs: Not recorded
How we verified it: Confirmed on the vendor's own site
Source: the page we read
Last checked: 2026-08-29
On the vendor's site: open

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How Funds-Axis describes itself

Funds-Axis is a specialist RegTech company providing enterprise-grade investment compliance monitoring, regulatory reporting, and fund document solutions to asset managers, depositaries, and fund administrators operating across multiple jurisdictions.
Funds-Axis’s own website, read 2026-08-30

Their words, not ours, and about the company rather than this product. It is not an assessment and nothing in it has been checked.

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