Regulatory reporting

ACA Transaction Cost AnalysisACA GroupCross-asset TCA assembled by acquisition, adding Global Trading Analytics and then FX Transparency (founded 2009, Framingham, Massachusetts) on 10 March 2026.Transaction cost analysis Regulatory reporting ARRMAACA GroupRegulatory Reporting Monitoring and Assurance: finds and fixes MiFIR and EMIR reporting errors before submission, feeding results into ACA's ComplianceAlpha platform.Regulatory reporting Allvue Investment Compliance ManagementAllvue SystemsCompliance across hypothetical, pre-trade, allocation and post-trade stages for private debt and CLO managers, covering CLO, 40 Act, UCITS and BDC tests.Pre-trade compliance Portfolio monitoring Regulatory reporting Apex Private Equity Fund AdministrationApex GroupSingle-source fund administration, middle office, transfer agency and regulatory support for private equity funds; established in Bermuda in 2003 and grown largely by acquisition.PE and VC fund administration Fund administrators Managed services+1AQMetrics Investment ComplianceAQMetricsAutomated monitoring of portfolios against internal controls, risk limits and client mandates; the vendor emphasises continuous post-trade oversight rather than pre-trade screening.Pre-trade compliance Regulatory reporting Risk analytics Unified Regulatory Reporting FrameworkAQMetricsCloud platform covering MiFID II, EMIR, AIFMD Annex IV, Form ADV, Form PF, CPO-PQR, 13D/13G, 13F, N-PX and Form SHO in one place.Regulatory reporting Arcesium Regulatory ReportingArcesiumModule of the Opterra platform that files Form PF, CPO-PQR, TIC, 13F, 13G, 13H, 13f-2, MiFID II, MAS and ASIC reports off the same data as its accounting book of record.Regulatory reporting OpterraArcesiumPost-trade and investment operations platform covering unified accounting, allocations, reconciliations and treasury; paired with Limina for front-to-back.Combined OMS/PMS platforms Portfolio accounting Reconciliation+7AutoRekAutoRekFinancial control platform combining reconciliation, data oversight and regulatory assurance, with an AI engine branded ARIA.Reconciliation Regulatory reporting Treasury and cash Clarity AI Sustainability Tech PlatformClarity AIAutomates SFDR, EU Taxonomy and MiFID II sustainability reporting over a large listed and private company dataset; acquired the sustainability fintech ecolytiq in July 2025.ESG data Regulatory reporting Risk analytics KneipClearstreamFund data management, document dissemination and regulatory reporting for asset managers; became part of Clearstream and Deutsche Börse Group in 2022.Client reporting Regulatory reporting Reference data Clearwater Investment Accounting PlatformClearwater AnalyticsDaily multi-basis, multi-currency accounting book of record producing GAAP, STAT, IFRS and tax bases at once, with NAV and stakeholder reporting.Fund accounting and NAV Portfolio accounting Regulatory reporting+1Polaris PlatformComplyportMAP FinTech's Polaris platform, now the transaction reporting arm of Complyport, files EMIR, EMIR REFIT, MiFIR, SFTR, ASIC, MAS and CSA reports.Regulatory reporting Surveillance and archiving Alternative Funds Reporting PlatformConfluence TechnologiesSingle platform for private-fund filings including Form PF, 13F, 13D/G, CPO-PQR, AIFMD Annex IV, CIMA FAR and Irish/Luxembourg filings.Regulatory reporting Client reporting OmniaConfluence TechnologiesAutomates regulatory reporting and filing across 40+ countries, covering Form PF, 13F, 13D, N-PORT, ADV, AIFMD Annex IV and APAC regimes.Regulatory reporting Unity Financial ReportingConfluence TechnologiesInstitutional, retail fund and portfolio reporting plus visual marketing documents, sold alongside Unity Performance, Revolution and Style Analytics.Client reporting Regulatory reporting Performance and attribution Connect Earth Sustainable Finance Operating SystemConnect EarthAggregates ESG, SDG and PAI data from several underlying providers and turns it into publish-ready SFDR and EU Taxonomy disclosures; acquired the Stockholm firm Datia.ESG data Regulatory reporting DatoxDatoxAI-based platform that generates and submits AIFMD Annex IV, Form PF, 13F, Schedule 13D and MiFID II transaction reports; pre-seed funded university spinout.Regulatory reporting ArcFlexDonnelley Financial SolutionsCloud reporting platform for alternative and private funds covering annual/quarterly reports, proxies and Schedules 13D and 13G; part of the Arc Suite family.Regulatory reporting Client reporting DucoDuco TechnologyNo-code, cloud-native platform where operations staff build their own reconciliations, plus data extraction and exception management.Reconciliation Data management Regulatory reporting Duco platformDuco TechnologyData automation and reconciliation platform with named use cases for OTC confirmations, ETD clearing and exception management.Trade settlement Reconciliation Data management+2Best Execution and TCA (PATH)eflow GlobalBest execution testing and TCA on the PATH regulatory platform, sold alongside trade surveillance, communications surveillance and transaction reporting.Transaction cost analysis Regulatory reporting PATH AIeflow GlobalRegulatory platform bundling trade surveillance, eComms monitoring and archiving, best execution and EMIR/MiFIR transaction reporting.Surveillance and archiving Regulatory reporting Transaction cost analysis PATH Transaction Reportingeflow GlobalMiFIR and EMIR reporting module of the PATH platform with three-way reconciliation, FIRDS cross-referencing and ARM submission.Regulatory reporting AIFMD Annex IV Reporting (Matterhorn Reporting Services)FE fundinfoManaged Annex IV service that collects the 300+ data points and files to EU/EEA national competent authorities and the UK regulator.Regulatory reporting FE fundinfo FactsheetsFE fundinfoFund factsheets and automated PRIIPs, UCITS, SFDR and TCFD document production, with dissemination to platforms and distributors.Client reporting Regulatory reporting Reference data FIS Pre-Trade Compliance (formerly Droit)FISAPI-first pre-trade eligibility decisioning bought by FIS from Droit; aggregates KYC, documentation, credit line and sanctions checks into a ready-to-trade decision.Pre-trade compliance Regulatory reporting FIX connectivity FundApps Investment MonitoringFundAppsManaged cloud rules service covering investment monitoring, position limits, UCITS and AIFMD limits and shareholding disclosure, with over 850 pre-coded rules maintained by in-house lawyers.Pre-trade compliance Regulatory reporting GalaxyFunds-AxisCentralised platform producing AIFMD Annex IV, Form PF, FCA derivatives-use and Form 13F filings with automated calculations and XML output.Regulatory reporting Galaxy Investment Compliance MonitoringFunds-AxisRule-checking and exception monitoring against regulatory limits, prospectus limits and investment mandates, with over 2,000 pre-built rules; the vendor describes it as post-trade restriction monitoring.Pre-trade compliance Regulatory reporting Risk analytics GrathGrathNewer reconciliation platform built specifically for client money, client asset and safeguarding reconciliations; its site states it has joined AutoRek.Reconciliation Regulatory reporting IQ-EQ Hedge and Hybrid Fund AdministrationIQ-EQInvestor services group administering hedge and hybrid fund structures across roughly two dozen jurisdictions.Fund administrators Fund accounting and NAV PE and VC fund administration+1Kaizen HubKaizenIndependent assurance rather than filing: forensic accuracy testing and completeness controls across MiFIR, EMIR, SFTR, CFTC, SEC, ASIC, MAS and HKMA reports.Regulatory reporting Linedata ComplianceLinedataPre- and post-trade compliance monitoring with custom rule creation, exception management and AIFMD/UCITS coverage; the vendor claims over 70 firms use it.Pre-trade compliance Regulatory reporting LSEG Regulatory Reporting SolutionsLondon Stock Exchange GroupPost-trade reporting services covering EMIR and MiFID, sold alongside MiFID trade surveillance.Regulatory reporting Surveillance and archiving ResolvrLSGAutomates expense allocation across funds and legal entities, vendor spend management and legal bill review, aimed at SEC expense misallocation risk at hedge funds and private equity firms.Fee billing Regulatory reporting MSCI RiskMetrics RiskManagerMSCIHosted enterprise risk system combining value-at-risk, factor, stress testing and liquidity analysis on the RiskMetrics calculation engine.Risk analytics Regulatory reporting NeoXam ImpressNeoXamReporting platform covering client, digital and regulatory reporting, with Excel and PowerPoint add-ins for designing branded factsheets.Client reporting Regulatory reporting Global Fund ServicesNorthern TrustOnshore and offshore fund administration for traditional and alternative assets inside Northern Trust's asset servicing business.Fund administrators Fund accounting and NAV Prime brokers and custody+1En>ACTNovatusTransaction reporting platform plus consulting for EMIR, MiFIR and SFTR, extended to CFTC, SEC, ASIC, MAS and other regimes.Regulatory reporting Reporting as a ServiceOpus NebulaCloud reporting service producing client, fund and regulatory reports, fund factsheets and KIIDs/KIDs for asset and wealth managers.Client reporting Regulatory reporting Periodic ReportingReg-X InnovationsSoftware-as-a-service for AIFMD Annex IV, Form PF and Form PR, sold alongside its RegAssure trade-reporting accuracy tooling.Regulatory reporting Regnology Transaction ReportingRegnologyModular reporting application on one data model for EMIR/EMIR REFIT, MiFIR, MMSR, SFTR, FinfraG and MAS/CSA.Regulatory reporting CappitechS&P GlobalTransaction reporting service for EMIR, MiFIR, SFTR, FinfraG, SEC 10c-1a, CFTC, MAS, ASIC, HKMA, JFSA and Canada, including delegated reporting.Regulatory reporting SIX Market & Reference DataSIX GroupPricing, corporate action and instrument data across 36 million instruments, delivered by market data feed, APIs, files, Snowflake or the SIX iD desktop display.Market data Reference data Pricing and valuation+2SolidatusSolidatusData lineage and metadata management with column-level lineage and regulatory overlays; Citi has made a strategic investment and is a user.Data management Regulatory reporting SingularitySS&C TechnologiesSS&C describes it as a scalable insurance investment accounting platform for asset managers.Portfolio accounting Fund accounting and NAV Regulatory reporting SS&C GlobeOp Fund AdministrationSS&C TechnologiesEnd-to-end NAV calculation, financial reporting and investor servicing sold under SS&C's GlobeOp brand.Fund administrators Fund accounting and NAV Managed services+2SS&C Regulatory & Compliance ReportingSS&C TechnologiesOutsourced and technology-supported preparation of Form PF, AIFMD Annex IV, Form 13F and CPO-PQR filings for fund managers.Regulatory reporting State Street Fund AdministrationState StreetBank-owned administration covering accounting, financial and regulatory reporting, post-trade compliance monitoring and tax reporting.Fund administrators Fund accounting and NAV Regulatory reporting+2SteelEye Compliance PlatformSteelEyeSingle data platform combining trade surveillance, communications surveillance, WORM archiving and trade reconstruction for buy-side firms.Surveillance and archiving Regulatory reporting Transaction cost analysis TRAction Regulatory Trade ReportingTRAction FintechDelegated reporting intermediary that submits EMIR, MiFIR, SFTR, ASIC, MAS, Canadian and US trade reports on clients' behalf.Regulatory reporting RapidLEIUbisecureGLEIF-accredited LEI issuer (accredited since 2018) providing LEI registration, renewal, transfer, bulk management and vLEI credentials by API.Reference data Regulatory reporting XceptorXceptorData automation platform that ingests, transforms, normalises and validates data across post-trade workflows including reconciliations and tax.Data management Reconciliation Corporate actions+1Xceptor ConfirmationsXceptorAutomates confirmation generation, counterparty chasing, AI extraction from unstructured confirmation documents and matching of booked trades against the broker version.Trade settlement Reconciliation Data management+1Xceptor ReconciliationsXceptorAutomates reconciliation over structured and unstructured inputs such as PDFs and broker statements, with smart matching and exception routing.Reconciliation Data management Corporate actions+1

Regulatory reporting products