Buyside Fintech

Directory · Operations, compliance and infrastructure

Surveillance and archiving

25 products carry this category. Categories are tags, so several of these also appear elsewhere.

Surveillance and archiving products

25 PRODUCTS

ComplianceAlpha eComms Capture, Archive and SurveillanceACA GroupIngests 85+ communication channels for archiving and AI surveillance; ACA sells a separate Market Abuse Surveillance module on the same platform.Surveillance and archiving Archive IntelArchive IntelContextual-AI archiving and supervision of text, email, LinkedIn, social and chat aimed at SEC- and FINRA-regulated advisers.Surveillance and archiving CMC:eSuiteb-nextCapital markets compliance modules for market abuse, insider compliance, trade surveillance, best execution and a global control room.Surveillance and archiving Behavox QuantumBehavoxAI communication surveillance across voice and text in 50+ languages; Behavox also sells Polaris trade surveillance and Intelligent Archive.Surveillance and archiving Polaris PlatformComplyportMAP FinTech's Polaris platform, now the transaction reporting arm of Complyport, files EMIR, EMIR REFIT, MiFIR, SFTR, ASIC, MAS and CSA reports.Regulatory reporting Surveillance and archiving PATH AIeflow GlobalRegulatory platform bundling trade surveillance, eComms monitoring and archiving, best execution and EMIR/MiFIR transaction reporting.Surveillance and archiving Regulatory reporting Transaction cost analysis ValidusEventusMulti-asset trade surveillance, algo monitoring and market risk platform, with a Frank AI assistant for alert investigation.Surveillance and archiving Global Relay ArchiveGlobal RelayCompliant capture and archiving of email, chat, voice and WhatsApp, with a surveillance module and its own compliant messaging App.Surveillance and archiving HadriusHadriusY Combinator-backed compliance system of record for RIAs, broker-dealers and private funds: comms supervision, marketing review, trade and personal-trading oversight.Surveillance and archiving Kaiko Market DataKaikoDigital asset market data feeds, fair value pricing, indices and surveillance for institutions and regulators; the homepage announces that Kaiko has acquired Amberdata.Market data Pricing and valuation Index and benchmark+2LeapXpertLeapXpertLets staff message clients on WhatsApp, WeChat, iMessage, Telegram and Signal while capturing and archiving the business content.Surveillance and archiving LSEG Regulatory Reporting SolutionsLondon Stock Exchange GroupPost-trade reporting services covering EMIR and MiFID, sold alongside MiFID trade surveillance.Regulatory reporting Surveillance and archiving MirrorWeb InsightMirrorWebArchiving and supervision for email, SMS, WhatsApp, Zoom and LinkedIn plus website archiving, with a supervision agent called Mira.Surveillance and archiving Nasdaq Trade Surveillance (SMARTS)NasdaqAutomated capture and market abuse monitoring for trade compliance, sold to exchanges, brokers and buy-side firms.Surveillance and archiving CompliancentralNICE ActimizeEnd-to-end suite covering holistic conduct surveillance, communication surveillance, digital communication archiving and markets surveillance.Surveillance and archiving OneTick Best Execution and TCAOneMarketDataBest execution and TCA built on the OneTick tick-data platform, sold within the OneTick RegTech suite alongside trade and market surveillance.Transaction cost analysis Surveillance and archiving Shield Communications Compliance PlatformShieldAI eComms surveillance, supervision, archiving and eDiscovery; modules named Shield Archive, Discover, Surveillance and Supervision.Surveillance and archiving Smarsh Platform (Capture, Archive, Surveillance, Discovery)SmarshCaptures email, mobile, voice, social and collaboration channels into a cloud archive with AI surveillance and eDiscovery on top.Surveillance and archiving HALOSolidus LabsTrade surveillance, transaction monitoring and execution quality built first for digital assets and now sold into traditional finance.Surveillance and archiving SteelEye Compliance PlatformSteelEyeSingle data platform combining trade surveillance, communications surveillance, WORM archiving and trade reconstruction for buy-side firms.Surveillance and archiving Regulatory reporting Transaction cost analysis Theta Lake Unified Capture and ArchivingTheta LakeCaptures, archives and risk-scores video meetings, voice and chat from Zoom, Teams, Webex and RingCentral through 100+ API integrations.Surveillance and archiving TT platformTrading Technologies InternationalMulti-asset trade lifecycle platform for futures and options, fixed income, FX and crypto with algos, OMS, TCA and surveillance.Execution management Order management Market data+1MAST Trade SurveillanceTradingHubDetects market manipulation using front-office market risk and market impact models rather than rule thresholds.Surveillance and archiving SurveyorTrillium SurveyorTrade surveillance and best execution analytics sold to hedge funds, asset managers, prop firms and brokers, with cross-product manipulation detection.Surveillance and archiving Transaction cost analysis VoxSmart Mobile Capture and Communication SurveillanceVoxSmartCaptures and archives mobile calls, voicemail, SMS and instant messages, with NLP surveillance and trade reconstruction on top.Surveillance and archiving

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